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“Policy on the Handling of Personal Information (Privacy Policy)”

Prudent Japan Corporation (hereafter called “we”), a company supporting the realization of life plans of participants in defined contribution plans and other customers, acknowledges that it is our important responsibility to appropriately protect private information we have been provided.
We implement the procedures for appropriately and securely protecting private information by establishing a private information protection and management system according to the policy mentioned below to properly protect and mange the private information of our customers, business partners, and employees.

1.Acquisition, use, and supply of private information
When we acquire private information, we do so by specifying and explicitly disclosing the purposes and by obtaining the consent of the party providing the information to the extent necessary to achieve our business purposes.
The private information acquired shall be used and provided within the limitation of usage specified and shall not be used beyond the limitation necessary to achieve our business purposes without the consent of the party providing the information. We also take strict measures so that the information will not be used beyond its purpose for use.
2.Safety management measures
We implement strict safety management measures so that the information acquired may not be accessed without authorization, leaked, lost, or damaged. The measures shall be reviewed regularly for improvement on a constant basis.
3.Handling complaints
We establish a dedicated section to sincerely and swiftly handle any complaints, consultation, and inquiry from the informants about the information they provided.
4.Regulatory compliance
We shall comply with any law, guidance set by the government, and other rules and regulations regarding the protection of private information including the “Act on the Protection of Personal Information” while building a private information protection and management system based on the requirements JISQ15001 to observe them.
5.Regular improvement
We shall review our private information protection and management system regularly and make improvement on a constant basis.
Established on April 1, 2007
Most recently reviewed on January 5, 2011
Prudent Japan Corporation
Fukui Mitsuo
President and Representative Director
Contact
Shigeichi Takigawa,
Director of Private Information Protection and Management
Matsui Building 2F
17-2, Shinkawa 1-chome
Chuo-ku, Tokyo 104-0033
Phone: 03-5542-7-5711
Hours of operation: 10 am to 5 pm on weekdays
Facsimile: 03-5542-5712
We are a Certified PrivacyMark Entity: Certified Number is here.

 

On handling private information

1.Purposes of private information usage
We shall use private information provided for the purposes below.

Information provide Information provide
Registered financial planners For the selection and communication of business outsourcing and referral
To handle the inquiries from and communicate with the outsourcing and outsourced companies
To handle the inquiries from and communicate with the parties willing to register as a financial planner
Customers To handle life planning consultation, prepare financial plans, and provide related follow-up services
To send the invitation to seminars and other events we host
To hear inquiries on our products and services
To introduce or propose the products and services that we, our affiliated companies, or companies with whom we have business alliance provide
To complete the services we are obliged to perform as our outsourced business
Business partners To communicate regarding the completion of our services based on contracts
Shareholders To exercise the rights and to perform duties specified in the Companies Act
Employees To submit and file necessary documents to Human Resources Department and authorities involved
2.Provision of private information
We shall not provide the third parties with the private information we acquired without the consent of the informants.
3.Provision of private information
In case we outsource our businesses to a third party for the purpose of completing the purpose of the information usage, we shall select a outsourcing company sufficiently satisfying private information protection criteria and by executing a private information protection agreement with them.
4.Discretion on private information
The informant has the right to decide the existence of private information requested. However, it should be noted that in case the informant is not able to provide necessary private information, we may not provide the informant with the answers to their inquiries or part of our services.
5.Risks and indemnification
While the information sent through our online application form is encrypted by SSL, we are unable to rule out the possibility that the information may be monitored and leaked when we receive it with our server. Should the information sent be monitored or leaked, we shall not be responsible for any damaged caused.
6.Informant’s exercise of their right on private information
We will handle any request to notify, disclose the purpose of using private information, to correct, add, or delete the content of the information, to terminate and delete its usage, and to terminate its provision to third parties by the informant (or their agent) swiftly according to our pre-specified procedures.

■ Contact
In case you need our disclosure, please contact the “Contact” mentioned below.

■ Methods of disclosure request
We shall send out an application form specified by us as necessary at your request, please fill it out and mail it to us with an identification listed below. (If your place of registry is printed in your identification, please mask it with black ink.)
1.Driver’s license
2.Medical insurance certificate
3.Pension certificate
4.Passport
In case your agent is applying on your behalf, please enclose the following documents as well as the documents mentioned above.

(1)In case the agent is a statutory agent (the person with parental authority or the guardian of adult), one of the documents listed below needs to be submitted to prove that you are a real statutory agent.
1.Family register
2.A copy of medical insurance certificate listing all the dependents
3.Certificate of registered information
(2)In case the agent is assigned by delegation, a copy of power of attorney stamped with registered personal seal along with your certificate of a seal impression.
(3)An identification of the agent (a copy of a document listed below. If your place of registry is printed in your identification, please mask it with black ink.)
1. Driver’s license
2.Medical insurance certificate
3.Pension certificate
4.Passport
■ Fees
For your request of disclosure, please pay the following fees every time you make a request. While the payment needs to be made by mailing a money order, you may pay in cash when you visit us.
1)Disclosure: 1,000 yen
2)Notice of usage purpose: 500 yen (not applicable when you make this request at the same time you make a disclosure request.)
3)Correction, addition, deletion, termination of usage, deletion, and termination of the provision to third parties of the content: free of charge

■ Usage purposes of the information acquired by disclosure request and other requests
You shall use the information acquired by your disclosure request or other requests shall be used within necessary limitation to handle the disclosure request or similar requests.

Contact
For any inquiry, complaint, consultation, or request for disclosure, please contact the following contact.

Contact
Shigeichi Takigawa,
Director of Private Information Protection and Management
Matsui Building 2F
17-2, Shinkawa 1-chome
Chuo-ku, Tokyo 104-0033
Phone: 03-5542-7-5711
Hours of operation: 10 am to 5 pm on weekdays
Facsimile: 03-5542-5712
We are a Certified PrivacyMark Entity: Certified Number is here.

We are a member of a certified private information protection entity below.

【Name of the certified private information protection entity and contact in case of complaints】
Name of the certified private information protection entity:: PrivacyMark Promotion Center
Contact in case of complaints: Personal Information Protection Complaint Counselor’s Office
Address: Roppongi First Building 9-9 Roppongi 1-chome, Minatoku, Tokyo 106-0032
Phone: 03-5860-7565 / 0120-700-779